As providers of products and services that involve compiling personal and sometimes sensitive information, protecting the confidentiality of information has been, and will continue to be, a top priority at Bley Investment Group, Inc. This Statement explains how Bley Investment Group, Inc. handles and protects the personal information we collect and describes our privacy practices for both current and former customers.
HOW DO WE PROTECT THE CONFIDENTIALITY AND SECURITY OF YOUR INFORMATION?
We maintain physical, electronic, and procedural safeguards to ensure that your personal information is treated responsibly and authorize only those employees who need that information to provide products or services to you, or to conduct Bley Investment Group Inc.’s business. Additionally, we safeguard customer information in accordance with applicable data security regulations.
WHAT PERSONAL INFORMATION DO WE COLLECT ABOUT YOU?
Bley Investment Group Inc. collects information that helps to serve your financial needs, provide high standards of customer service, and fulfill legal and regulatory requirements and may include, but is not limited to information provided on applications and related materials, for example, name, address, social security number, and financial information; and/or information about your transactions with us, our affiliates, or others such as products and services purchased and account balances.
TO WHOM DO WE DISCLOSE INFORMATION AND WHY?
First and foremost, we do not sell lists of our customers, nor do we disclose customer information to marketing companies outside of Bley Investment Group Inc. We will share customer information only when we are required by law or regulation to disclose information to third parties - for example, in response to a subpoena; to prevent fraud; to comply with rules of, or inquiries from industry regulators. Furthermore, as permitted by federal and state laws, we may share or exchange information with companies and individuals engaged to work with us, such as: Third-party administrators and vendors hired to effect, administer, or enforce a transaction that you request or authorize; Financial service entities, such as banks, insurance companies, or other securities broker-dealers or investment advisers with whom we have joint servicing agreements; Registered representatives assigned to service your account through Bley Investment Group Inc. with whom we have independent contractor agreements.
OPT OUT PROVISION
You may advise us that you do not want us to share this information with non-affiliated third parties except as necessary to facilitate your investments and as required by law by completing and mailing the attached Opt-Out Request Form. Please allow a reasonable period of time (up to 90 days) for us to process your request.
OPT-OUT REQUEST FORM
Please exclude me from information sharing as described above.
CITY, STATE, ZIP CODE____________________________________________________________
SOCIAL SECURITY NUMBER (Required to process your request) ____________________________
Please provide a telephone number that we may use to contact you if we have questions: _____________
Please complete all information, and mail it to us at: Bley Investment Group, Inc
4200 S. Hulen St. #519
Fort Worth, TX 76109