bleyinvestments.com
November 18, 2017
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Bley Investment Group, Inc. has prepared this report pursuant to the rules the SEC has adopted to improve public disclosure of order routing practices. Under Rule 606, formerly 11Ac1-6, broker
dealers that route customer orders in equity and option securities will make available to the public, the market centers to which non-directed customer orders (any order that the customer has not specifically instructed to be routed to a particular venue for execution) were routed for execution.

Due to the size and trading strategies employed by certain customers, mostly institutional orders, these orders are not subject to or relevant for Rule 606 reporting..

 The information provided in this Report is not intended to, and does not encompass all the factors to be considered in a best execution analysis and related order routing determinations.

Bley Investment Group, Inc. and or Pershing LLC may be paid for order flow.

The information provided in this Report is not intended to, and does not encompass all the factors to be considered in a best execution analysis and related order routing determinations.

Although Bley Investment Group, Inc., has used commercially reasonable efforts to provide accurate information, the data is provided to you on an "as is" basis. Bley Investment Group, Inc. specifically disclaims all warranties express or implied with respect to the information.

The information on 606 reporting may be subject to change at any time. The information is currently under review due to Bley’s tri-party clearing arrangement with Saxony Securities, Inc and Pershing LLC.

Bley Investment Group, Inc. ~ 4200 S. Hulen St., Suite 519 ~ Fort Worth, Texas 76109 ~ (817) 732-2442
18 Bank Street, Ste. #3, Summit, NJ 07901
Copyright © 2008 Bley Investment Group, Inc. All Rights Reserved.