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September 19, 2017
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Bley Investment Group, Inc
Business Continuity Disclosure Statement

Bley Investment Group, Inc has a Business Continuity Plan (BCP) in place to prepare for the possibility of a future significant business disruption (SBD). An SBD may range in severity from a firm only disruption, such as a fire or a power outage, to a regional disruption, such as a natural disaster or a terrorist attack.

In the event of a firm only disruption, Bley Investment Group Inc. has a functional offsite facility locally providing an alternative location from which we can reasonably operate under such an SBD. This facility contains duplicate equipment and telecommunications services, and space for staff to perform critical business functions. Bley Investment Group, Inc. expects to be able to resume business within two (2) hours of this type of event. Clients would continue to be able to contact us by phone at (817) 732-2442, (800) 959-2444 or (817) 291-2490.

If a larger scale disruption occurs, such as a city-wide or regional disruption,
Bley will re-establish operations at another site such as our remote compliance office.  Bley Investment Group, Inc. recovery time frame will depend on the severity and significance of the event.

Your Accounts are fully introduced to these firms as Pershing, LLC maintains your assets and settle your transactions on your behalf.  In the event you are unable to contact Bley Investment Group, you may contact Pershing at www.pershing.com or (201) 413-3635 for recorded instructions. Pershing LLC may be contacted directly to process limited trade-related transactions, cash disbursements, and security transfers. Instructions to Pershing LLC must be in writing and transmitted via facsimile or postal service as follows:

Pershing LLC
P.O. Box 2065
Jersey City, NJ 07303-2065
Fax (201) 413-5368

Bley Investment Group Inc.’s BCP is subject to modification. This plan and any updates will be posted to our website at bleyinvestments.com.  Clients may request a copy of the Business Continuity Plan by calling 817-732-2442 or email at operations@bleyinvestments.com.

Bley Investment Group, Inc. ~ 4200 S. Hulen St., Suite 519 ~ Fort Worth, Texas 76109 ~ (817) 732-2442
18 Bank Street, Ste. #3, Summit, NJ 07901
Copyright © 2008 Bley Investment Group, Inc. All Rights Reserved.