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September 19, 2017
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   About Bley Invesment Group, Inc.

Bley Investment Group, Inc. is a licensed broker-dealer serving as an independent, full-service financial services firm committed to “best execution” and providing value-added client services. Based in Fort Worth, Texas, Bley Investment Group serves institutional and individual investors throughout the US and around the world.

Founded in 1990, Bley Investment Group is headed by Laura Haley Bley, a chartered financial analyst and former president of Capital Fund Managers, Fort Worth. As a fully disclosed broker-dealer, our firm offers a flexible and personalized investment trading relationship to institutional clients who have unique trading requirements and a variety of systems.

In addition to DVP accounts, securities held in custody by Pershing LLC for client accounts are protected up to the total amount held in the account, through the Securities Investor Protection Corporation and additional insurance provided by Customer Asset Protection Company (CAPCO). Bley Investment Group is also a member of the Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB), Securities Investor Protection Corporation (SIPC).



As a woman-owned and veteran-owned business, the Bley Investment Group participates in the minority sector on a professional level. Our women and veteran owned business enterprise status is certified by the State of Texas as a Historically Underutilized Business, HUB, and by the North Central Texas Regional Certification Agency as a M/WBE and Disadvantaged Business Enterprise, DBE. We have been evaluated and approved as a W/MBE and HUB broker by many plan sponsors and agencies around the country.

*Note: SIPC provides $500,000 of coverage, including $250,000 for claims for cash. The remaining coverage, on securities only, is provided by Pershing LLC through a commercial insurer. The coverage will provide unlimited excess SIPC coverage for all brokerage accounts. The excess coverage is provided through Customer Asset Protection Company (CAPCO). This coverage does not protect against market loss.

Women's Business Council - Southwest Securities Investor Protection Corporation Woman/Minority Owned NASDAQ

Bley Investment Group, Inc. ~ 4200 S. Hulen St., Suite 519 ~ Fort Worth, Texas 76109 ~ (817) 732-2442
18 Bank Street, Ste. #3, Summit, NJ 07901
Copyright © 2008 Bley Investment Group, Inc. All Rights Reserved.